新制度经济学委托代理理论视野的拓展*

新制度经济学中的委托代理理论基于“经济人理性”假定，设计出了精密、精巧、精致的委托代理制度，有效化解了现代企业中委托人与代理人之间利益冲突并提升了企业运营效率。然而，现代企业实践已经证明，即使委托代理制度十分精密、精巧、精致，仍然没有彻底解决委托人与代理人之间的利益冲突和企业运营效率进一步提升问题。因此，必须拓展既有理论视野，从“经济人理性”假定拓展到“经济人+社会人+家庭人复合理性”假定，这样就能够实现委托代理理论视野的拓展。运用新制度经济学研究方法和双边对称信任数理模型表明：基于委托代理制度，进一步强化委托人与代理人之间双边对称信任度，可以进一步化解他们之间的利益冲突并且改善企业运营效率。基于这一结论，强化委托人与代理人之间双边对称信任度的具体路径是优化社会信任环境系统。     

论我国大气污染生态补偿法律机制的完善

大气污染生态补偿法律机制对于促进区域大气污染联合治理、实现大气污染治理法律正义、创新与完善生态补偿法律机制等具有重要意义。我国现有法律法规就大气污染生态补偿进行了原则性规定,特别是山东、陕西、湖北等地方性法规更是对大气污染生态补偿进行了探索性规范,为大气污染生态补偿法律机制完善提供了有益经验。但从总体来看,我国大气污染生态补偿法律机制尚存在缺乏专门法律支撑、生态补偿主体过窄、补偿方式单一、补偿标准不合理、法律责任不完善等问题。为促进生态文明战略与强化大气污染生态补偿的法律保障,我国应以科学理念为指导,采取有效措施推进大气污染生态补偿法律机制完善。     

Preference aggregation and atoms in measures

This paper examines the aggregation of preferences with a finitely additive measure space of agents. We consider three types of non-dictatorship axioms: non-dictatorship, coalitional non-dictatorship, and atomic non-dictatorship. First, we show that the existence of an atom is a necessary and sufficient condition for the existence of a social welfare function that satisfies weak Pareto, independence of irrelevant alternatives, and coalitional non-dictatorship. Second, we simultaneously impose non-dictatorship and coalitional non-dictatorship, and specify a necessary and sufficient condition for the finitely additive measure that guarantees the compatibility among the axioms. Third, we impose all non-dictatorship axioms and show that the corresponding measure is extremely restricted.     

我国蛋鸡养殖环境全要素生产率测度及省域比较分析

［目的］蛋鸡养殖场规模化养殖与生态环境保护协调发展问题是蛋鸡养殖业可持续发展过程中面临的关键性问题，测度我国大、中、小3种规模下不同省份蛋鸡养殖场的环境全要素生产率，并从时间、地区两个维度对蛋鸡养殖场的环境全要素生产率进行比较。［方法］利用2004—2016年不同养殖规模蛋鸡养殖场的投入和产出数据，文章基于SBM函数的Malmquist Luengerber（ML）指数方法，对蛋鸡养殖场环境全要素生产率进行分解，将其分解为技术进步指数、效率改进指数。［结果］（1）蛋鸡养殖场环境全要素生产率整体呈现下降趋势，同时与蛋鸡养殖规模呈反比，蛋鸡养殖场规模越大，蛋鸡养殖环境生产率越小。（2）蛋鸡养殖场效率存在效率改善，但养殖技术进步率相对较低，尤其是对小规模养殖场而言，改善空间更明显； （3）蛋鸡养殖环境全要素生产率区域差异较为明显，整体来看，蛋鸡养殖主产区环境全要素生产率高于非主产区。［结论］加强蛋鸡产业科技创新水平以及公共服务设施的投入，提高养殖户的废弃物无害化处理能力，推行蛋鸡养殖的规模化和标准化发展，进一步改善养殖效率，以促进蛋鸡养殖规模化和生态环境保护协调发展。     

农村改厕新技术新产品推广应用问题与对策研究

［目的］厕所既是一个国家和地区发展水准和文明程度的体现，也与人民群众的健康息息相关。随着我国农村人居环境整治力度的不断加强，农村改厕新技术新产品不断涌现，加强其市场化研究可为建立农村改厕新技术新产品市场化机制、打赢“厕所革命”攻坚战提供决策参考。［方法］文章基于农村改厕新技术新产品区域适用性分析与各地农村改厕工作推进情况，结合实地调研形成的判断。［结果］我国农村改厕存在政府支持政策体系不完善、新技术新产品研发推广市场导向不足、行业缺乏规范和农户参与意识薄弱等主要问题。［结论］破除农村改厕新技术新产品市场化困境，需要科学合理加大资金支持、搭建新技术新产品市场化平台、构建政产学研协作推进机制、加强农村改厕的规范化管理、鼓励多种形式的社会化服务、加大宣传培训促进市场推广，多措并举建立市场化机制。     

让自然参与设计：一种基于自然演替的 城市自生群落改良设计途径

城市自生群落具有重要的生态服务功能与潜力，但因其外貌不被公众所接受而难以在城市公共空间中应用。将群落生态学和设计学相结合，探索一种介入栽培植物对城市自生群落进行改良，最终形成具有一定美学价值的植物群落的途径。实验以植物群落设计美学原理和种间竞争原理为依据，向已经演替1年的城市自生群落中引入63种栽培植物，按照分层的方式对群落进行改良。3年的观测结果表明，有61.9%的栽培植物可以在城市自生群落中定居并建立优势，能对76.7%的自生植物起到抑制作用，使55.8%的自生植物消失。相比城市自生群落，改良后的群落美观度提高29.4%，公众接受度提高24%，群落的物种丰富度提高至2.29倍。相比一般的人工植物群落，改良后的群落可以节约58.2%的建植成本，降低83.9%的浇水成本和67.8%的除草成本。实验证明改良设计是一种可行的群落设计途径，能有效提高群落的物种丰富度和美学价值，同时让自然参与群落设计过程，实现人与自然的合作。     

Cooperative game with nondeterministic returns

We study a non-traditional cooperative game where returns from coalitions are nondeterministic. The long-standing concept of core can be generalized to reflect players’ contentment with their allocations. It is now imperative to formalize the restrictions, such as those pertaining to information, on allocations. The latter are also at times more conducive to fractional representations. With probabilistic structures added, nondeterministic returns become random variables, utility functions attain risk-attitude connotations, and the timing of players’ allocation resolutions gains significance. Under various conditions for utility functions, we show how various core concepts of the general game can be related to its traditionally defined auxiliaries. These developments help pave the way for our illustrations, within two distinct settings, that players’ increased risk aversion would promote the formation of the grand coalition.     

Accounting change and value creation in public services—Do relational archetypes make a difference in improving public service performance?

Evidence points out that the outcome of accounting change in local governments is not simply a matter of ‘corporate’ resource investments and change management activities to accounting system replacement. This paper examines the link between such corporate-level interventions and the patterns of value creation at street-level. It emphasizes a resource- and capability-driven approach to explore processes and consequences of an ‘embedded agency’-effect assigned to the street-level rationale of public service improvement. Considering a logic chain of cause-and-effect sequences, the data analysis provides evidence that corporate and street-level interventions are unique dimensions to signify the multiple patterns of accounting change in local governments. The supplementary effect of cross-functional relationships is also distinguished, considering the relational archetype as a mechanism to explain the emerging outcome state. Recognizing the distinction and the sequential effects of relational archetypes induces a refined typology of accounting change according to its processes and outcomes in local governments. The analysis is based on a comparative case study design to explore accrual accounting introduction in six German municipalities.     

筏板基础下碎石桩改良软土地基性能的数值研究

为解决传统碎石桩加固软土地基研究中忽视碎石桩侧向膨胀的问题,在对筏板基础下碎石桩排水荷载条件下加固软土地基的性能进行评估的基础上,利用PLAXIS 3D数值模拟方法研究了桩间距、直径和桩长等参数对筏板基础长期性能的影响,同时分析了各参数对筏板基础整体沉降、弯矩和碎石桩侧胀的影响。结果表明：1）软土中碎石桩的存在显著降低了筏板基础的沉降和弯矩;2）碎石桩的侧向胀形分布取决于其位置的深度;3）筏板基础的沉降、弯矩和侧向胀形随着间距与桩径比的减小、面积置换率和碎石桩长度的增加而增加;4）采用长厚比为0.75的碎石桩加固软土,可以达到良好的加固效果。研究结果对于全面了解筏板基础下碎石桩改良软土的侧胀性状具有重要意义,对于今后类似工程加固设计具有参考借鉴价值。